A sunny disposition — SEC rewrites S-X rules on disposals
Though there isn’t much we can be certain of these days, one old adage has remained a steady beacon of truth since the COVID-19 pandemic...
Though there isn’t much we can be certain of these days, one old adage has remained a steady beacon of truth since the COVID-19 pandemic...
The US State Department announced that it is ending the waiver for JCPOA-originating nuclear projects in Iran: the Arak reactor...
Proud to have joined forces with team members from Ropes & Gray, a global pharmaceutical company, Methods Analytics, University of...
Welcome to the second installment of Ropes & Gray’s European regulatory podcast for asset managers. These fortnightly podcasts and...
The Financial Conduct Authority's (FCA) latest edition of Market Watch sets out its expectations of market conduct in the context of...
Since the outbreak of the COVID-19 crisis, the UK Information Commissioner’s Office (ICO) has issued a range of guidance, both to assist...
The economic damage caused by the COVID-19 crisis is proving to be more severe, and promising to linger a lot longer, than initially...
The M&A process is expensive. Tax deductibility for advisers' costs is itself a valuable asset.
Recent changes to the UK's loss relief...
In news that will no doubt alarm many of the airline’s passengers, easyJet plc (easyJet) has confirmed that it has suffered a serious...
The Financial Crimes Enforcement Network (FinCen) has issued what it says will be the first of a series of guidance it intends to release...
A year ago I posted about an FT article in which "soft skills", a phrase that makes most people in learning and development wince, was...
The European Data Protection Board (EDPB) has updated its Guidelines on GDPR consent to make it clear that neither the use of so-called...
The importance of liquidity management for asset managers during the COVID-19 crisis has been reiterated at the EU level. The European...
Following the limited relaxation of lockdown restrictions by the UK Government and the likely return to the workplace of at least some...
The U.S. Department of State, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC), and the U.S. Coast Guard has...
In late 2018 the European Parliament asked the European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA)...
Under the 4AMLD and 5AMLD, Firms are required to apply enhanced due diligence on customers and transactions involving countries...
Lawyers Without Borders (LWOB) is a charity that brings together volunteer lawyers and professionals from law firms, in-house, and...
Fellow partner Rosemarie Paul and I have delivered a podcast providing a European regulatory update for asset managers.
The podcasts...
On May 7, 2020, the European Commission issued an action plan for a comprehensive European Union policy on preventing money laundering...
After many weeks, there are signs that lockdown in the UK may be on the verge of being relaxed in the near future, at least to some...
Today's Times newspaper contains an interesting piece on some of the ways in which law firms are adapting to help clients through the...
The use of artificial intelligence and surveillance technology of various kinds is increasingly being used as a weapon in the fight...
The Financial Conduct Authority (FCA) released a statement on 6 May 2020 setting out its expectations for firms to combat and prevent...
The EU commission has said it will start consulting EU members about whether to create a new supervisor to oversee anti-money laundering...
The COVID-19 lockdown has had a major impact on almost all aspects of life, and among other things has put the world of sport into some...
In times of crisis and economic downturn, firm culture plays a more important role than ever in guiding individuals' behaviour.
In this
The US Government Accountability Office (GAO) has released findings based on a study of data from 17 countries in partnership...
The Luxembourg financial regulator, the Commission de Surveillance du Secteur Financier (CSSF) released guidance on the implications of...
There is little doubt that, in the immediate fall-out of this pandemic crisis, office working as we know it will have completely changed.
The UK is looking forward to the end of lockdown, but it is becoming clear that this will not be a full 'as-you-were' return to work, but...
The Financial Action Task Force (FATF) has released a paper setting out challenges, good practices and suggested policy responses to...
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