Fellow partner Rosemarie Paul and I have delivered a podcast providing a European regulatory update for asset managers.
The podcasts and accompanying speaker notes are intended to provide an overview of updates relevant to GCs, CCOs and other compliance professionals within the asset management industry, to help them navigate both COVID-19 and other developments relevant to their business.
Todays' podcast covers topics including:
- information security
- financial crime
- treating investors fairly
- market abuse