Welcome to the second installment of Ropes & Gray’s European regulatory podcast for asset managers. These fortnightly podcasts and accompanying speaker notes are intended to provide an overview of updates relevant to GCs, CCOs and other compliance professionals to help you navigate both COVID-19 and other developments relevant to your business.
The speakers on today’s podcast are Eve Ellis, a partner in our asset management group specialising in fund regulation, Rosemarie Paul, a partner in our litigation & enforcement group specialising in regulatory enforcement matters, and Rohan Massey, a partner and leader of our data, privacy and cybersecurity group.
This update covers topics relating to liquidity, business interruption insurance, the Financial Services Regulatory Initiatives Forum, short selling, financial crime, data privacy, a collaboration between the Financial Conduct Authority (FCA) and Her Majesty’s Revenue and Customs (HMRC) and the FCA’s Dear CEO letters.
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