Corporate culture is (and has for many years been) a significant area of focus for the FCA and central to its supervisory model. The...
The Wall Street Journal reported last week that Microsoft employees are hooked on a series of compliance training videos. Blockbuster...
Last week I had the pleasure of speaking on a panel at the NICE Actimize conference in London, where we explored the applications,...
Authors: Caitlin Handron, Nitish Upadhyaya, Scott Young How can cultural psychology and behavioral science be leveraged to improve...
Recently, the Department of Justice announced a slew of changes to how it will evaluate compliance programs when making charging...
This is a story of unlikely success, with many lessons to offer. If there is one institution that is symbolic of dysfunction, the U.S....
The timing of the release of the results of the FCA’s pilot study into understanding diversity and inclusion in financial services just...
Culture is very much back in vogue. After a brief hiatus while supervisory, regulatory and enforcement agencies scrambled to keep up with...
Do you hear that sound? It’s the deafening groan of all those people having to take their mandatory GDPR training. It’s not going to...
It’s certainly an exciting time for innovation and innovators at law firms, with a host of efforts – including firmwide engagement...
Corruption costs the global economy an estimated $3.6 trillion a year. This figure hints at a daunting inference: business-as-usual in...
Once upon a time, not so very long ago, the existence of an in-house multi-disciplinary team dedicated to addressing behavioural risk was...
Following on from our collaboration with Transparency International UK (TI UK) on their recent ‘Make it Count’ report (discussed in our...
Zachary Coseglia, Amanda Raad, and I were happy to sponsor and contribute to Transparency International UK’s latest report, Make It...
In an online speech at a Society of Corporate Compliance & Ethics conference, Lisa Osofsky, Director of the UK's Serious Fraud Office,...
I was delighted to participate in this episode of R&G Insights Lab’s podcast series, Culture & Compliance Chronicles on using data...