The FCA sets out expectations for firms as they move from crisis response towards the 'new normal'
In a recent speech, the FCA’s Executive Director of Supervision – Investment, Wholesale and Specialists, Megan Butler set out some...
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Latest European regulatory update podcast for asset managers
Welcome to the second installment of Ropes & Gray’s European regulatory podcast for asset managers. These fortnightly podcasts and...
FCA issues guidelines in relation to funds and COVID-19
On 6 April the FCA published a webpage setting out its expectations on funds in light of COVID-19. The page includes some helpful...
FCA provides firms flexibility in notifications and KYC
The Financial Conduct Authority (FCA) has sent a letter to heads of retail financial services firms recognising the need for some changes...
Financial Conduct Authority guidance for firms in relation to Covid-19 response
The Financial Conduct Authority (FCA) has published guidance to assist firms in managing regulatory issues in the climate of...
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