Financial Conduct Authority confirms extension of SMCR implementation deadlines
The FCA has confirmed in its policy statement PS20-12 it will extend the deadline to 31 March 2021 for the following requirements:
•...
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Podcast: COVID-19: European Regulatory Update for Asset Managers: 13 July 2020
Welcome to the fifth installment of Ropes & Gray’s European regulatory podcast for asset managers. These podcasts and accompanying...
Extension of SMCR implementation periods for solo regulated firms
The UK Financial Conduct Authority (FCA) has announced further support to solo regulated firms by delaying the deadline for such firms to...
FCA expectations of solo-regulated firms re SMCR
The Financial Conduct Authority has issued a statement setting out its expectations in the current crisis for solo regulated firms...
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